The Financial Analysis activity monitors companies that are members of an insurance holding company system. These include domestic companies and companies that are considered commercially domiciled in Texas.
- Holding Company Regulatory References and Fees - revised fee amounts due to adoption of TAC § 7.1301, effective February 2, 2021.
- Fee Transmittal Form (PDF)
- Guidelines & Application for Approval to Maintain Books and Records Outside of Texas (PDF)
- Guidelines - Various Regulatory Processes (includes business plan and financial requirements)
- Biographical Affidavit (NAIC's UCAA form) (PDF)
- Filing Smart - Annual and Quarterly Filing Requirements
Applicable Laws & Rules
- Insurance Holding Company Systems - Texas Insurance Code, Chapter 823
- Insurance Holding Company Systems Regulatory Act - Texas Administrative Code
- Forms Filings - TAC 7.201
- Definitions - TAC 7.202
- Registration of Insurers - TAC 7.203
- Commissioner's Approval Required - TAC 7.204
- Acquisition Statements - Filing Requirements - TAC 7.205
- Form A - TAC 7.209 - (Acquisitions) Acquisition Heading, Divestiture Heading, Signature & Certification
- Cybersecurity Checklist - FIN599
- Fingerprint Requirements and Instructions
- Form B - TAC 7.210 - (Registration Statement) Heading, Signature & Certification Form C - TAC 7.211 - (Summary of Material Changes to Registration Statement) Heading, Signature & Certification
- Group Capital Calculation - TAC 7.215
- Liquidity Stress Test - TIC 823.0596
- Form D Application - FIN584
- Form E - TAC 7.213 - (Notice of Ordinary and Extraordinary Dividends and Other Distributions) Heading, Signature, Signature & Certification
- Form F - TAC 7.214 - (Enterprise Risk Report) Heading
- Regulatory Fees - TAC 7.1301
| Email Filings and related correspondence to: |
Submit Filing Fees & Fee Transmittals separately to: | For physical delivery of payments: |
|---|---|---|
| FAFilings@tdi.texas.gov | Texas Department of Insurance Attention: Cashier MC9999 P.O. Box 12030 Austin, Texas 78711-2030 Also send copies of the check and completed fee transmittal form along with the cover letter and transaction documents to the Financial Analysis Division. |
Texas Department of Insurance 1601 Congress Austin, Texas 78701 |