Statutory Deposits

Submit all filings to

SDFilings@tdi.texas.gov

Property & Casualty Companies

Required Deposits TIC §406.003

Voluntary Deposits TIC §481.003 or §861.252(b)

Establishing Securities

• Initial Statutory Deposit Checklist, FIN435
• Statutory Deposit Transaction Form, FIN407
• Declaration of Trust, FIN453

Substituting Securities

• Substituting Statutory Deposit Checklist, FIN437
• Statutory Deposit Transaction Form, FIN407
• Declaration of Trust, FIN453

Withdrawing Securities

• Withdrawal of Statutory Deposit Checklist, FIN438
• Statutory Deposit Transaction Form, FIN407

Name Changes

• Name Change for Securities on Deposit Checklist, FIN436

Life, Accident, and Health Companies

Required Deposits TIC §406.003

Voluntary Deposits TIC §481.003

Establishing Securities

• Initial Statutory Deposit Checklist, FIN435
• Statutory Deposit Transaction Form, FIN407
• Declaration of Trust, FIN453

Substituting Securities

• Substituting Statutory Deposit Checklist, FIN437
• Statutory Deposit Transaction Form, FIN407
• Declaration of Trust, FIN453

Withdrawing Securities

• Withdrawal of Statutory Deposit Checklist, FIN438
• Statutory Deposit Transaction Form, FIN407

Name Changes

• Name Change for Securities on Deposit Checklist, FIN436
• Statutory Deposit Transaction Form, FIN407

HMOs

Required Deposit TIC §843.405

Establishing Securities

• Declaration of Trust, FIN453

Substituting Securities

• Substituting Statutory Deposit Checklist, FIN437
• Declaration of Trust, FIN453

Withdrawing Securities

• Withdrawal of Statutory Deposit Checklist, FIN438

Name Changes

• Name Change for Securities on Deposit Checklist, FIN436

Lloyd's Companies

Required Deposit TIC §941.205

Establishing Securities

• Initial Statutory Deposit Checklist, FIN435
• Statutory Deposit Transaction Form, FIN407
• Joint Control Agreement, FIN450

Substituting Securities

• Substituting Statutory Deposit Checklist, FIN437
• Statutory Deposit Transaction Form, FIN407
• Joint Control Agreement, FIN450

Withdrawing Securities

• Withdrawal of Statutory Deposit Checklist, FIN438
• Statutory Deposit Transaction Form, FIN407

Name Changes

• Name Change for Securities on Deposit Checklist, FIN436
• Statutory Deposit Transaction Form, FIN407

Worker's Compensation Self-Insurance Groups

Required Deposit Sections 407A.051 and 407A.053 of the Labor Code

Establishing Securities

• Initial Statutory Deposit Checklist, FIN435
• Statutory Deposit Transaction Form, FIN407
• Declaration of Trust, FIN453

Substituting Securities

• Substituting Statutory Deposit Checklist, FIN437
• Statutory Deposit Transaction Form, FIN407
• Declaration of Trust, FIN453

Withdrawing Securities

• Withdrawal of Statutory Deposit Checklist, FIN438
• Statutory Deposit Transaction Form, FIN407

Name Changes

• Name Change for Securities on Deposit Checklist, FIN436
• Statutory Deposit Transaction Form, FIN407