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Texas Department of Insurance
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Audits and Investigations


Audits and Investigations (A&I) investigates allegations of noncompliance in the Texas workers' compensation system.  A&I processes more than 5,000 allegations of noncompliance every year. File a complaint.

Compliance audits

A&I conducts more than 50 compliance audits per year of workers' compensation system participants and prepares confirmed complaints for potential enforcement action.

Fiscal year audit plans

If you are currently under audit and have received a preliminary findings report that requires a management response, you will need to download and use one of the following workbooks:

Management response (Microsoft Excel templates)

Compliance help

For more information, contact:

Last updated: 8/16/2023